-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POLQUHSb5oxIJw208lmQ7NdAlxR33s513IROttG7LhcmDkXzK2jMyKMzCeqgAyce QDn1C2Cimj3VhpVBBRySrg== 0000909518-01-500180.txt : 20010717 0000909518-01-500180.hdr.sgml : 20010717 ACCESSION NUMBER: 0000909518-01-500180 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010716 GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORP GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVI GROUP MEMBERS: GENERAL ELECTRIC COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARKETING SERVICES GROUP INC CENTRAL INDEX KEY: 0000014280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880085608 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-05829 FILM NUMBER: 1682149 BUSINESS ADDRESS: STREET 1: 333 SEVENTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 917-339-7200 MAIL ADDRESS: STREET 1: 333 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: ALL-COMM MEDIA CORP DATE OF NAME CHANGE: 19950823 FORMER COMPANY: FORMER CONFORMED NAME: SPORTS TECH INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL HOLDINGS INC DATE OF NAME CHANGE: 19920518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 131500700 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 SC 13D/A 1 a7-16sc13da.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) ---------- Marketing Services Group, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value 570907105 - -------------------------------------------------------------------------------- (Title of class of securities) (CUSIP number) Nancy E. Barton, Esq., General Electric Capital Corporation, 260 Long Ridge Road, Stamford, Connecticut 06927 (203) 357-4000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) July 12, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 10 Pages) ================================================================================ NY2:\1063730\01\MSS201!.DOC\47660.1420
- --------------------------------------------------------------------- ------------------------------------------------ CUSIP No. 570907105 13D Page 2 of 10 - --------------------------------------------------------------------- ------------------------------------------------ - ------------------- --------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: General Electric Capital Corporation I.R.S. IDENTIFICATION NOS. 13-1500700 OF ABOVE PERSONS: - ------------------- --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ------------------- --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------- --------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - ------------------- --------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 11,811,220 (See Item 5) SHARES ------- ---------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- ---------------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 11,811,220 (See Item 5) REPORTING ------- ---------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ------------------- --------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,811,220 (See Item 5) - ------------------- --------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 28.7% (See Item 5) - ------------------- --------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------- ---------------------------------------------------------------------------------------------------------------
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- --------------------------------------------------------------------- ------------------------------------------------ CUSIP No. 570907105 13D Page 3 of 10 - --------------------------------------------------------------------- ------------------------------------------------ - ------------------- --------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Capital Services, Inc. S.S. OR I.R.S. IDENTIFICATION NO. 06-1109503 OF ABOVE PERSON: - ------------------- --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ------------------- --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------- --------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - ------------------- --------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (See 11 below) SHARES ------- ---------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- ---------------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (See 11 below) REPORTING ------- ---------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ------------------- --------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Capital Services, Inc. - ------------------- --------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (See 11 above) - ------------------- --------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------- ---------------------------------------------------------------------------------------------------------------
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- --------------------------------------------------------------------- ------------------------------------------------ CUSIP No. 570907105 13D Page 4 of 10 - --------------------------------------------------------------------- ------------------------------------------------ - ------------------- --------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Company S.S. OR I.R.S. IDENTIFICATION NO. 14-0689340 OF ABOVE PERSON: - ------------------- --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ------------------- --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------- --------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - ------------------- --------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (See 11 below) SHARES ------- ---------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- ---------------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (See 11 below) REPORTING ------- ---------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ------------------- --------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Company - ------------------- --------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------- --------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (See 11 above) - ------------------- --------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------- ---------------------------------------------------------------------------------------------------------------
4 This Amendment No. 6 amends the Schedule 13D filed on January 5, 1998, as amended, and is filed by General Electric Capital Corporation ("GE Capital"), for and on behalf of itself, General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE")(collectively, the "Reporting Persons"), with respect to the common stock, par value $0.01 per share ("Common Stock"), of Marketing Services Group, Inc. (the "Company"). Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 is hereby amended and supplemented as follows: On July 12, 2001, the Company and GE Capital entered into an amendment to the Third Amendment, dated May 15, 2001, of a warrant issued by the Company to GE Capital on December 24, 1997. A copy of the amendment to the Third Amendment is attached hereto as Exhibit 1 and incorporated herein by reference. Item 7. Materials To Be Filed As Exhibits. Exhibit 1 - Amendment to Third Amendment, dated July 12, 2001, between Marketing Services Group, Inc. and General Electric Capital Corporation 5 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 16, 2001 GENERAL ELECTRIC CAPITAL CORPORATION By: Jonathan K. Sprole ---------------------------------- Name: Jonathan K. Sprole Title: Dept. Operations Manager GENERAL ELECTRIC CAPITAL SERVICES, INC. By: Jonathan K. Sprole ---------------------------------- Name: Jonathan K. Sprole Title: Attorney-in-Fact GENERAL ELECTRIC COMPANY By: Jonathan K. Sprole ---------------------------------- Name: Jonathan K. Sprole Title: Attorney-in-Fact 6 EXHIBIT INDEX ------------- Exhibit No. - ----------- Exhibit 1 - Amendment to Third Amendment, dated July 12, 2001, between Marketing Services Group, Inc. and General Electric Capital Corporation EX-99 2 a7-16ex1.txt EXHIBIT 1 EXHIBIT 1 --------- AMENDMENT TO THIRD AMENDMENT ---------------------------- Amendment to Third Amendment (this "Amendment"), dated July 12, 2001, between Marketing Services Group, Inc., a Nevada corporation (the "Company"), and General Electric Capital Corporation ("GE Capital"), a Delaware corporation. W I T N E S S E T H: WHEREAS, the Company and GE Capital are parties to a Third Amendment, dated May 15, 2001 (the "Third Amendment"), to a warrant, as amended, dated December 24, 1997, held by GE Capital, to purchase shares of common stock, par value $.01 per share, of the Company; and WHEREAS, the Company and GE Capital desire to amend the terms of the Third Amendment as set forth herein; NOW, THEREFORE, in consideration of the premises hereinafter contained, it is agreed as follows: 1. Amendment. Section 4 of the Third Amendment is hereby amended by deleting the date "July 13, 2001" and substituting "August 7, 2001" therefor. 2. Full Force and Effect. Except as specifically amended hereby, all of the terms and provisions of the Third Amendment shall remain in full force and effect. 3. Counterparts. This Amendment may be executed in any number of counterparts, each of which shall be deemed an original and all of which together shall be deemed to be one and the same instrument. 4. Effective Date. This Amendment shall become effective on the date hereof. IN WITNESS WHEREOF, the Company and GE Capital have executed this Amendment as of the day and year first above written. MARKETING SERVICES GROUP, INC. By: Jeremy Barbera ---------------------------------------------- Name: Jeremy Barbera Title: Chairman and CEO GENERAL ELECTRIC CAPITAL CORPORATION By: Jonathan K. Sprole ---------------------------------------------- Name: Jonathan K. Sprole Title: Dept. Operations Manager -----END PRIVACY-ENHANCED MESSAGE-----